Contents


List of Annex
Abbreviations
Executive Summary

CHAPTER

1. ELECTRICITY TARIFFS - HISTORY AND CRITIQUE

1.1 Introduction
1.2 Indian Electricity Act, 1910
1.3 Electricity (Supply) Act, 1948
1.4 K.P.Rao Committee
1.5 Norms for Independent Power Producers
1.6 Transmission tariffs
1.7 Conclusion

2. THE POLICY FRAME WORK

2.1 Introduction
2.2 The policy framework 1948 to 1975
2.3 The policy framework 1975 to 1991
2.4 The policy framework 1991 and beyond
    2.4.1.1 Regulatory reform
    2.4.1.2 Market reform
    2.4.1.3 Optimisation of supply profile
    2.4.1.4 Institutional reform
2.5 Conclusion

3. MARKETS AND COMPETITION

3.1 Introduction
3.2 Market potential
    3.2.1 Demand
    3.2.2 Supply
3.3 Products
3.4 Trade in power
3.5 Institutional arrangements
3.6 The potential for competition
    3.6.1 Imperfections in the Indian Power Sector
    3.6.2 Competition in Generation
    3.6.3 Competition in Transmission
3.7 Conclusion

4. TARIFF SETTING PRINCIPLES, METHODS AND ISSUES

4.1 Introduction
4.2 Functions of the Central Commission
4.3 Tariff Guidelines
4.4 Role in Tariff Setting
4.5 The Process of Tariff Setting
4.6 Principles of Tariff Setting
4.7 Objectives of Tariff Setting
4.8 Options in Regulatory Methods
    4.8.2 Rate of Return Regulation (RoR) / Cost of Service
    4.8.3 Performance based Regulation (PBR)
    4.8.4 Hybrid and sliding scale method in PBR
    4.8.5 RPI-X
    4.8.6 Competitive Bidding
    4.8.7 Marginal Cost based Pricing Methods
4.9 Issues in Tariff Setting
    4.9.1 Rate of Return and Risk
    4.9.2 Information requirements
    4.9.3 Tariff Entity
    4.9.4 Treatment of partially completed/commissioned Stations
    4.9.5 Periodicity of Tariff Setting
    4.9.6 Dealing with change between tariff filing periods
    4.9.7 Retrospective adjustment of Tariffs
    4.9.8 Efficiency of operational and cost norms
    4.9.9 Treatment of depreciation and asset life
    4.9.10 Allocation of common overheads
    4.9.11 Treatment of Taxes
    4.9.12 Linkages between tariff and payments
    4.9.13 Adoption of multiple tariff setting methodologies
4.10 Conclusion

5. GENERATION TARIFFS

5.1 Introduction
5.2 Regulated entities in generation
5.3 Objectives of Tariff setting
5.4 Tariff setting strategy
    5.4.1 Unbundling of Generation Tariffs
    5.4.2 Redefinition of operational norms
    5.4.3 Incentives for Hydropower
    5.4.4 Reactive energy charge
    5.4.5 Introduction of competition and power markets
5.5 Issues in Generation Tariffs
5.6 Conclusion

6. TRANSMISSION TARIFFS

6.1 Introduction
6.2 Regulated Entities and Services
6.3 Objectives of tariff setting in transmission
6.4 Unbundling of transmission costs and services
    6.4.2 Services which impose a fixed cost on the system
    6.4.3 Services which impose a variable cost on the system
6.5 Types of transmission contracts
6.6 Strategies in tariff setting for transmission
6.7 Issues in transmission pricing
6.8 Conclusion

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